Company Policy

WE FOLLOW THE BEST POLICIES

Sl.No Caption View
1. INVESTOR GRIEVANCE REDRESSAL MECHANISM Open
2. RMS Policy Open
3. PRE-FUNDED INSTRUMENTS / ELECTRNIC FUND TRANSFERS Open
4. POLICY ON FRAMEWORK FOR SUPERVISION OF AUTHORIZED PERSONS (APS) & BRANCHES BY MEMBERS Open
5. ANTI MONEY LAUNDERING Open
6. TREATMENT OF INACTIVE DORMANT ACCOUNT Open
7. INVESTOR GRIEVANCE REDERESSAL MACHANISM Open
8. CONTROL PROCEDURE IN TERMS OF SEBI (RESEARCH ANALYSTS) Open
9. CYBER SECURITY & CYBER RESILIENCE Open
10. ARCHIVAL POLICY ON DISCLOSURES Open
11. CODE OF PRACTICES PROCEDURE FOR FAIR DISCLOSURE OF UPSI Open
12. FAMILIARIZATION PROGRAMME FOR INDEPENDENT DIRECTORS Open
13. LETTER OF APPOINTMENT OF INDEPENDENT DIRECTOR Open
14. NOMINATION AND REMUNERATION POLICY Open
15. POLICY FOR DETERMINING MATERIAL SIBSIDIARIES Open
16. POLICY ON DETERMINATION OF MATERIALITY OF EVENTS Open
17. POLICY ON PRESERVATION OF DOCUMENTS Open
18. RELATED PARTY TRANSACTIONS POLICY Open
19. VIGIL MECHANISM AND WHISTLE BLOWER POLICY Open
20. VCFL _ RMS POLICY Open

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Attention
Submission of nomination details/declaration for opting out of nomination for investors is mandatory for all Individual Trading and Demat accounts. If you have not submitted your choice of nomination, please provide the same on or before 30 September 2023, failing which the trading account shall be frozen for trading and demat account shall be frozen for debits. | Linking PAN with Aadhaar is mandatory! To avoid restrictions in operating your demat &trading account ,please link your PAN with Aadhaar before 30 June 2023. | No need to issue Cheque by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. | KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors Please click here to view the revised applicable stamp duty rates effective from 01 July 2020. We would like to bring to your attention that unauthorised / illegal SMSs are being sent in the name of Vertex, recommending certain scrips. We advise you to exercise caution and verify its authenticity before you act on a recommendation received via SMS or email. All SMSs/ email recommendations for the day that are sent by Vertex, can be verified by visiting our trading site. Message from Exchanges and Depositories : The mentioned 6 KYC attributes ( Name, Address, PAN, valid Mobile number , valid Email id & Income Range) shall be mandatory in a client profile w.e.f August 1st 2021 for newly registered clients and September 30, 2021 for existing clients. Accounts without the mentioned 6 KYC attributes shall be considered as non-compliant accounts. Issued in the interest of investors……